honesty and integrity based on their career records, as well as having skills and experiences which are beneficial to the business operation; (4) being able to show the readiness of its work system and

particular, she failed to properly discharge her professional duties with loyalty, to provide services with honesty, and to perform her duties with professional due care. The SEC therefore suspended approval

with Section 83 of the Penal Code and Section 315 of the SEA (as the case may be). Moreover, Vijchu’s acts in particular, are deemed failure to perform duties as a private fund manager with honesty and

duties or provide services with honesty and good faith, by misappropriating investor assets, while the conduct described in item (3.2) constituted conduct suggestive of dishonesty that has had a

. Clause 3. In order to ensure that representatives shall render services with honesty and due care for the best interest of investors as well as provide appropriate and adequate information in line with

office. Clause 3. In order to ensure that representatives shall render services with honesty and due care for the best interest of investors as well as provide appropriate and adequate information in line

whether directly by itself or through its representative office. Clause 3. In order to ensure that representatives shall render services with honesty and due care for the best interest of investors as well

ซื่อสัตย์ ยุติธรรม และมีคุณธรรม (honesty, fairness and integrity) ผู้ประกอบธุรกิจต้องดำเนินธุรกิจด้วยความซื่อสัตย์ ยุติธรรม และมีคุณธรรม โดยให้ความ

) rating mutual fund and publishing the information on mutual fund rating with honesty, fairness, impartial, independence as well as due care for the sake of information recipients; (3) indicating the

such funds with honesty and integrity by exercising their knowledge, competency and expertise with due care and prudence of the same standard or in the same manner as a professional. Clause 3 In managing