derivatives broker. “Derivative exchange” means any derivative exchange licensed by the Securities and Exchange Commission. “Initial margin” means the minimum amount of asset a customer must deposit to secure
total from all Thai retail investors. Comments: 3. Minimum disclosure requirements: To tackle the problem of asymmetric information between ICO issuers and investors, and to ensure that key
Clause 2(2) must cover all critical functions which at minimum shall include the following components: (1) Operational procedures for maintaining or recovery of business operations which contain sufficient
who has at least 50 million baht in total assets or 4 million baht in annual income or 10 million baht investment in securities , the amount of which can be combined with spouse?s) , or (ii) a juristic
retirement savings more than the minimum estimate of 3 million baht**.” The SEC has therefore proposed guidelines for amending the Provident Fund Act B.E. 2530 (1987) to increase PVD efficiency in
sustainable development. This shift in recognition of society, environment and corporate governance has been driven by the fact that no business could survive the collapse of society and thus, has to extend its
registered capital of digital asset exchanges, brokers and dealers; (2) Revision of the Net Capital (NC) rules as follows: (a) Minimum NC requirement : a minimum value of 25 million baht for business
competitiveness in the international market; the collection criteria would be simplified in appropriate proportion to the business size and volume of each type of intermediaries. In any case, minimum and maximum