On 29 December 2022, the Board of Directors of SUSCO resolved to propose to the extraordinary general shareholders meeting to consider and approve a sale of ordinary shares and preferred shares of
prevent holding company from having characteristics similar to investment company, the SEC specifies that the size of core business and other businesses that holding company holds shares, when compared with
Bangkok, 20 October 2016 - The SEC has suspended approval of 11 investment consultants of six securities companies for soliciting investors to purchase IPO and over-the-counter shares to seek
Following the tips from various sources to SEC, it has been found that DB Hold had been soliciting people via social media to invest in newly issued shares alongside with products that may be
Bangkok, July 7, 2014 ? The SEC revised rules on mutual fund selling agents to allow additional channels for investment in mutual funds, expected to put into effect by early August 2014.Vorapol
behaviors. Besides, he did not urge the investment consultants to become more cautious about submissions of trading orders for those clients. Thus, it was found that trading orders for UNIQ shares had been
savings and investment promotion initiatives. The proposed amendments address two important matters, as follows: 1. To Broaden the investment scope by: (1) Allowing Thai ESG funds to invest in shares
regarding units of REIT, if indirect investment in real estate is made through shareholding of other companies, REIT must hold not less than 99% of the total sold shares and of the total voting shares in
Bangkok, September 12, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
not exceeding 26.6 million baht), plus an investment fund for opening new branches at an approximate value of 351 million baht. The total transaction value is approximately 777.6 million baht. A