Section 93 Securities and Exchange Act B.E. 2535 Section 93. Any person wishing to act on behalf of a company established to undertake securities business under foreign law by setting up a
by Ms. Natsuda Pukkanasut, Club President, along with Club members. The meeting aimed to discuss and exchange key perspectives on guideline setting and objectives to promote and develop crowdfunding
Silpa School on the topic, “Financial Literacy for New Generations.” The session aimed to enhance students’ understanding of the SEC’s roles, financial planning, goal setting, and strategies to protect
developments included the setting up of a Fintech working group and the SEC announcement of support and participation in such activity along with other GEMC members. SEC Secretary-General Ruenvadee
Bangkok, June 5, 2015 ? SEC Secretary-General talked strategy and vision, emphasizing on understanding business and improvement of ecosystem where regulations are practical and developed from the
the board level, setting policies, conducting risk assessments, and establishing preventive and monitoring measures, to effective and tangible implementation.” Mr
in setting the directions, policies, and organizational practices (Tone from the Top), which are crucial for ESG initiatives and sustainable growth of organizations. The training session was held at
underlyings. The key areas of revision are: (1) more detailed disclosure of the criteria for DW price setting to give investors sufficient information for decision making, and (2) permission for foreign stocks
. This revision came as a result of the earlier round of public comments, taking place last month, on its guiding principle for setting the licensing fees. In proposing the rule changes, the SEC took into