Policy Department.Ms. Suppalak Akkittiwong, SEC Senior Officer of Capital Market Education Department.Mr. Niruch Liwsirivongse, SEC Officer of Capital Market Education Department.
Rajabhat University.Mr. Pornpong Sakdapat, SEC Assistant Director of Investment Management Policy Department.Mr. Setthapong Leelerdpong, SEC Senior Officer of Capital Market Education Department.
Miss Wantana Suk-udom Miss Wantana Suk-udom, Senior Director of Accounting, shall be liable for Asia Wealth Securities Public Company Limited [“Asia Wealth”] order or an act of any person or a
Miss Pakatip Lopandhsri Miss Pakatip Lopandhsri, Senior Vice President of Finance and Administration Department who was responsible for the operation of Nawarat Patanakarn Public Company Limited
Ms. Panitaporn Wongprakop Ms. Panitaporn Wongprakop, Director and Senior Director of Finance and Accounting, who is responsible for the operation of Britania Public Company Limited ("BRI"
addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.
requesting for approval from senior management to open such accounts or establishing new business relationships. Clause 13. Securities company may rely on another financial institution to conduct face-to-face
company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to requesting for approval from senior
controls prior to requesting for approval from senior management to open such accounts or establishing new business relationships. (Unofficial Translation) - 5 - Clause 13. Securities company may rely on