days (within 14 August 2018) to continue their businesses until an order to cease their businesses is given.As of 14 August 2018, these seven existing businesses seeking operating licenses, in line
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
of regular saving in children and youth which has been running consecutively for 11 years. It is therefore a good opportunity for SEC, which has strategies for developing capital markets and
related to utility tokens or cryptocurrencies that have any of the following characteristics: (1) Meme token: having no clear objective or substance or underlying, and whose price running on social
any case, the company has no experience in running this kind of business. Although, entering into relevant agreements could facilitate the NPL management and collection business, given the overall
ก.ล.ต. กล่าวโทษ {ก} ต่อกองบังคับการปราบปรามการกระทำความผิดเกี่ยวกับอาชญากรรมทางเศรษฐกิจ (ปอศ.) กรณีส่งคำสั่งซื้อขายในลักษณะดักหน้าการซื้อขายของลูกค้า (front running) ในตลาดสัญญาซื้อขายล่วงหน้าก.ล.ต
, conduct of business, and cease of doing business. The proposed will allow the over-the-counter center to provide exchange service or securities and digital token having substance like securities. In
failing to maintain NC to immediately cease the business operation and transfer the customers’ assets to other business operators in order to limit effects on the customers and stability of the capital
, which had been operating business by virtue of the Transitional Provisions of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018), must cease operation; however, to ensure proper proceeding