must be filed with the DSI.    Taking into account the safety of informer, a provision on anonymity of the informer is included in cases where such person prefers non-disclosure of his or her identity

dropped from the same period of last year. At the same time, our robust capital position was sufficient to cushion against risk, and greater than the Bank of Thailand’s requirement. As evidenced, capital

membership. By providing high quality technical assistance, education and training, and research to its members and other regulators, IOSCO seeks to build sound global capital markets and a robust global

the uncertainties stemming from economic recession. However, our capital position – as of the end of the first quarter of 2020 – remained robust. As evidenced, capital adequacy ratio (CAR) of

this goal in the future."________________________* Consisting of (1) allowing personnel to dress according to the gender identity or sexuality of a person, (2) arranging areas suitable for the number

agencies to block social media accounts engaged in fraudulent investment activities.  “The SEC examines the customer identity verification (KYC/CDD) systems of digital asset business operators regularly

companies, foreign custodians or service providers to other entities of the service limitations under (1) and requiring such clients to disclose the true identity of all beneficiaries involved in NVDR

Companies and Derivatives Intermediaries dated 6 September 2013.**  According to the Electronic Transactions Development Agency (ETDA)’s recommendation on Digital Identity Guideline for Thailand

พฤศจิกายน 2562   ______________________ *แนวทางการใช้ดิจิทัลไอดีสำหรับประเทศไทย – การยืนยันตัวตน เลขที่ ขมธอ. 20-2561 (Digital Identity Guideline for Thailand – Authentication)

regulations of SEC, for assurance the clients identity, providing suitable clients services and preventing any money laundering or any financial supports towards terrorist groups, which is also in accordance