Bangkok, November 27, 2013 ? The SEC is seeking public comment on revising rules governing the asset management companies? reporting requirement. The proposed revision focuses more on reporting

risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities

and guidelines for overseeing risk management and management of digital wallets and keys as well as communication to clarify such policy, action plans and procedures, work supervision and internal

Thai ESG funds and strengthen the fiduciary duty of asset management companies (AMCs) to ensure responsible investment.  Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The Capital Market

information to PVD members;          (2) To establish liquidity risk management policy for PVD: Requiring AMC to have liquidity risk management policy and tools (LMTs) for PVD, similar to the LMTs guidelines

management companies on one trading platform (Fund Supermart) and investment strategists to recommend mutual fund investment and portfolio design that is suitable for investor risk profiles, taking into

Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism

Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses

Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses

คู่มือ แนวทางการบริหารและจัดการความเสี่ยงทางด้านเทคโนโลยีสารสนเทศ (IT Risk Management Practice)