characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
B.E. 2535 (1992), the Securities https://publish.sec.or.th/nrs/2544pe.doc Translation retain such record until all the procedures are completed. In the case where the advise, trading instruction or
company; “ electronic information” means the information created https://publish.sec.or.th/nrs/6736se.pdf Translation securities company shall retain such record until all the procedures are completed. In
Securities and Exchange Act B.E. 2535 (1992), the Securities https://publish.sec.or.th/nrs/2544pe.doc Translation retain such record until all the procedures are completed. In the case where the advise
information” means the information created https://publish.sec.or.th/nrs/6736se.pdf Translation securities company shall retain such record until all the procedures are completed. In the case where the advise
: CPN Retail Growth Leasehold REIT (“CPNREIT”) Relationship: The Company, a unitholder of CPNREIT, holds 26.7% of units. 3. The general characteristic of the transaction 1) Type of transaction: The
% Issued and paid-up share capital 80.00 80.00 - - Retain earnings Appropriated-legal reserve 0.10 0.80 0.70 696.44% Details Financial Statements for the year ended 31 December 2017 31 December 2018 Change
Design and Manufacturing Co., Ltd. which has no relationship with the Company and is not a related party. General Characteristic of the transaction Enter into Contract to buy and sell of Land and Buildings