in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities
matters: (1) Granting a waiver from an event of default in the case where the company is unable to carry out the following actions: - Closing the bondholders' register at least 14 days before the
summarized below: (1) Allowing funding portals to register as a bondholders’ representative, limited to the bonds issued through their platform, to support the issuance of secured bonds via
digital asset investment activities. Additionally, DA operators are required to retain the accurate, complete and updated records mentioned above for at least five years from the date of such operations
amendments contain the following provisions: 1. Cancel the approval application procedure, retain information disclosure in the shareholders' meeting notice, and require the opinion of an independent
registrar of any asset as assigned by a client, the securities registrar shall proceed according to the rules, conditions and procedures for recording and maintaining the register of securities including
to close the bondholders' register at least 14 days prior to the meeting date; (1.2) Failing to require the bondholder registrar to notify the Thai Bond Market Association at
’ register at least 14 days before the bondholders’ meeting date; - Ensuring that the bond registrar notifies the Thai Bond Market Association at least seven days before the first closure date of the
, report the incident to executives, and retain relevant evidence and documents available for viewing or inspection by the SEC Office upon request. Clause 31 In order to accurately and effectively address an
digital asset investment activities. In this regard, DA operators would be required to retain the accurate, complete and updated records mentioned above for at least five years from the date of such