suitable for his/ her investment purpose and financial status or not. With respect to trading options, the Client should also understand other relevant terms and conditions, including type of options, e.g
and Management of Property Funds with respect to the property funds having the obligations under this Notification as a result of the offer for sale of investment units; (3) Notification of the Capital
client.Following the report of DBS Vickers Securities (Thailand) Company Ltd., and a client complaint, the SEC probed into {A}'s case and found that she had been authorized by her client to make securities trading
LIMITED Disclosure Business News ( 4 record(s) found) Date Time Heading Link 10/11/2022 17:29 Report on Connected Transactions in Respect of Office Building Lease 02/03/2022 08:05 Resolution to approve the
/2022 17:50 Report on the acquisition of asset for investment in Bitcoin Mining Project 23/02/2022 17:42 Connected Transaction in Respect of Office Lease Agreement Extension 10/11/2021 08:07 Connected
filed by KKTRADE Securities Company Limited Ltd. The SEC probed into the case and found that {A} submitted securities trading orders from her brother's securities trading account. Over 11 months, the
BUILDING PRODUCTS PUBLIC COMPANY LIMITED Disclosure Business News ( 3 record(s) found) Date Time Heading Link 27/09/2022 08:25 Connected Transaction in Respect of Office Lease Agreement Extension 28/06/2022
from KKTRADE Securities Company Limited, the SEC probed into {A}' s case and found that she had been authorized by her client to make securities trading decisions on the client?s behalf for a period of
into the communication records of {A} and her client and found that {A} had been authorized by her client to make derivatives trading decisions with high trading volumes. The client asked her to close
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and