.. (UNOFFICIAL TRANSLATION) The Office of the Securities and Exchange Commission 12 June 2007 To Managers All securities companies Circular No. SEC.Khor.(Wor) 25/2550 Re: Guidelines for Renewal of
) 25/2550 Re: Guidelines for Renewal of Approval for Investor Contacts In continuation of the Notification of the SEC Office No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of
Connected Person 11/11/2021 17:11 The Information of the connected transaction on receiving financial assistance Approved the renewal of a loan of 60 million baht with Mr.Boonsithi Chokwatana 11/11/2021 17:11
renewal shall conform to the following requirements: (1) a renewal application shall be submitted to the SEC Office by the appraisal company in capital market for itself and for its personnel being lead
None B. The renewal borrowing from connected person, to extend the loan amount of 50 million baht (Due date on April 5, 2019) for 1 year. 1. Date of entering into the transaction Within April, 2019 2
refresher course for IA renewal, ensuring common standards across the industry; (3) To establish transitional provisions to accommodate the refresher course training for IA who have already started training
give more emphasis on this matter.” In this regard, SEC is proposing an amendment to the rules on renewal of approval for personnel in capital market businesses whereby an ESG course would be
. SEC.Khor.(Wor) 26/2550 Re: Clarification on Guidelines for the Renewal of Approval for Investor Contact Reference is made to the Office’s guidelines for the renewal of approval for investor contact (the