Following the tips from various sources to SEC, there have been solicitations for investment in securities and/or product that may be liable to be digital asset (called by many names such as coin, token or digital coin) referred along with the name “thaiangelinvest” via company’s website and social media platforms such as Facebook and YouTube. Thai Angel Investor Consultant Company Limited has neither been in SEC list of approved issuer nor submitted an application for approval to offer n...
Following the tips given by Thai and foreign investors in Thailand and the SEC’s further investigation, it has been found that the Facebook page Invest Global and the website: investglobalmanagement.com show messages soliciting foreigners in Thailand to invest in securities such as stocks, mutual funds and structured notes on a trading platform, and the investors who use the service are subject to an annual consulting fee. In the case of website: www.iqoption.com, which is a foreign juristic pe...
Currently, the SEC regulations related to the advertising of ICO portals and ICO issuers require warning statements on investment risks for digital tokens. However, there are still advertisements
ท่านเลขาธิการและคณะผู้บริหารได้เข้าร่วมการประชุม EU-Asia Pacific Forum on Financial Regulation โดยหารือและแลกเปลี่ยนประสบการณ์ระหว่างหน่วยงานกำกับดูแลในสหภาพยุโรปและเอเชียแปซิฟิก ในประเด็นพัฒนาการของ
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดการประชุม EU-Asia Pacific Forum on Financial Regulation ซึ่งจัดขึ้นเป็นครั้งที่ 5 โดยนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. ได้
draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating
Following the earlier public hearing in late March, most business providers had expressed their approvals towards the guideline suggested by SEC. Therefore, SEC had then proposed a draft regulation
money more efficiently, the SEC, with the approval of the Capital Market Supervisory Board at the Meeting No. 10/2565 dated 22 September 2022, is proposing a regulation that would require AMCs
Bangkok, March 27, 2012 ? The SEC is seeking public comments on a draft regulation requiring underwriter to develop suitability test for the sale of shares and debt securities. Suitability test will