Thailand by the following intermediaries who are licensed or regulated by the SEC Thailand : Asset Management Company Licensed Bank/ Financial Institution Licensed Securities Company Licensed Institution
: _______________________________________________________________________ 20) Is such representative regulated by or acceptable to the SEC Thailand? Yes No Address of registered office: _______________________________________________________________________
of proposed representative in Thailand: _______________________________________________________________________ 20) Is such representative regulated by or acceptable to the SEC Thailand? Yes No Address
declare the corporate intent to serve the public and capital market stakeholders with integrity, transparency and corporate governance, on 8 May 2019. The SEC Declaration of Intent is in compliance with
The TouristDigiPay sandbox opens for DA business operators regulated by the SEC to collaborate with e-money service providers regulated by the Bank of Thailand (BOT) to offer services for foreign
the SEC and the exploration of applying these guidelines to enhance the OIC’s technology risk control supervision over regulated business operators. The event took place on 26 June 2024 at the SEC
awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the
clearer, non-overlapping guidelines in line with the evolving capital market ecosystem. The collaboration seeks to ensure a well-regulated, fair, and trustworthy capital market that boosts investor
valuation companies and principal valuers, and (3) criteria for approving qualified associations or valuation professional entities as a self-regulated organisation. The consultation papers on the proposed
must declare its intention to appoint debtholders’ representative since the beginning process that it applies for approval of debenture issuance to SEC because the appointment during the tenure of such