Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type
with the same characteristics as such investors under (1)-(15) mutatis mutandis(17) Individual registered as qualified fund manager/ derivatives fund manager(18) Other types of investors as specified in
similar characteristics to person under (1) to (22); (24) fund manager whose name is registered as qualified fund manager under the Notification of the Office of the Securities and Exchange Commission
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
have been registered under SEC for more than 3 years and must have been approved by the provident fund committee or the provident fund director to participate in the contest. The contest holds 3
Department accepted on 13 May 2018. Earlier, the Department dismissed IFEC request to have Mr. Theetiphan Thepphadungporn registered as a new director.Having only three directors on the board is insufficient
gold derivatives brokerage business upon meeting the following requirements: (1) Having paid-up registered capital of no less than one hundred million (100,000,000) baht; (2) There being no event which
be granted a license to undertake gold derivatives brokerage business upon meeting the following requirements: (1) Having paid-up registered capital of no less than one hundred million (100,000,000