supervision and trustworthiness of listed companies? financial reporting. Vorapol Socatiyanurak, SEC Secretary-General said that ?Following the 2010 revamp of audit oversight to require SEC-registered auditors
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
) SANCTIONS.—If the Board finds, based on all of the facts and circumstances, that a registered public accounting firm or associated person thereof has engaged in any act or practice, or omitted to act, in
attended by over 80 regulators and audit firm representatives from 6 ASEAN countries and Hong Kong. Besides the AARG members comprising Malaysia?s AOB, Singapore?s Accounting and Corporate Regulatory