From July to September 2023, business operators showed interest in joining the project and submitted activity reports on the promotion of financial knowledge, understanding, and skill development
, in case of securities companies, those who operate in the securities brokerage, dealing or underwriting of debt securities and Sukuk to register as a bondholders’ representative; (2) To
consider the following matters: (1) approving the use of the bondholder register closing date for interest payment purposes as the closing date for convening the Bondholders’ Meeting No. 1/2025, and
business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the
expenses. Children joining activities at the SEC booth received a set of storybooks about saving and financial disciplines for children and adolescents. The book set consisted of two children’s books and a
SEC also received high recognition among regional members as chairman of the Asia-Pacific Regional Committee (IOSCO APRC) during 2005-2008. Currently, the IOSCO has 200 member countries. ?Upon joining
” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and Exchange Commission as
. (2) “Fund Manager” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and
in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities