. (2) “Fund Manager” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and
in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities
matters: (1) Granting a waiver from an event of default in the case where the company is unable to carry out the following actions: - Closing the bondholders' register at least 14 days before the
summarized below: (1) Allowing funding portals to register as a bondholders’ representative, limited to the bonds issued through their platform, to support the issuance of secured bonds via
registrar of any asset as assigned by a client, the securities registrar shall proceed according to the rules, conditions and procedures for recording and maintaining the register of securities including
’ representative in accordance with the Notification of the Capital Market Supervisory Board concerning Qualifications of Bondholders’ Representative and Performance and Fulfillment of Bondholders’ Representative’s
Supervisory Board concerning Qualifications of Bondholders’ Representative and Performance and Fulfillment of Bondholders’ Representative’s Power and Duties; (2) be a person who has been assigned to perform the
to close the bondholders' register at least 14 days prior to the meeting date; (1.2) Failing to require the bondholder registrar to notify the Thai Bond Market Association at
’ register at least 14 days before the bondholders’ meeting date; - Ensuring that the bond registrar notifies the Thai Bond Market Association at least seven days before the first closure date of the