in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities

matters:      (1)  Granting a waiver from an event of default in the case where the company is unable to carry out the following actions:    -  Closing the bondholders' register at least 14 days before the

summarized below:              (1)  Allowing funding portals to register as a bondholders’ representative, limited to the bonds issued through their platform, to support the issuance of secured bonds via

of having negotiation. In case where the consideration of the compliant about the securities investment advice or securities investment negotiation is not finish within specified period of time, the

finish within specified period of time, the securities company shall keep all related documents until the handling of such complaint was completed. In case where an advice or a negotiation is made by mean

from the day of having negotiation. In case where the consideration of the compliant about the securities investment advice or securities investment negotiation is not finish within specified period of

registrar of any asset as assigned by a client, the securities registrar shall proceed according to the rules, conditions and procedures for recording and maintaining the register of securities including

to close the bondholders' register at least 14 days prior to the meeting date;                      (1.2) Failing to require the bondholder registrar to notify the Thai Bond Market Association at

’ register at least 14 days before the bondholders’ meeting date;        - Ensuring that the bond registrar notifies the Thai Bond Market Association at least seven days before the first closure date of the

power to make decisions on the company’s operation on behalf of the board of directors; “Register of Persons Qualified to be Fund Manager” means the register of persons who are approved by the Office of