Management Name : Mr SUKUMA JAYANANDA | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 20/07/2017
Management Name : Mr SUKUMA JAYANANDA | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 04/10/2017
Management Name : Mr SUKUMA JAYANANDA | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 17/08/2018
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes