Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
แบบคำขอรับความเห็นชอบให้บริการ Wealth Advisor
recommendation disclosed via the Stock Exchange of Thailand (SET), the independent financial advisor has reaffirmed its advice against the contract transaction.The SEC therefore recommends that the shareholders
Special Extension for Approved Status of Auditor, Financial Advisor and Compliance
Registration of Derivatives Business Operator In the Category of Derivatives Advisor
แบบคำขอรับความเห็นชอบเปลี่ยนแปลงระบบงาน Wealth Advisor
Asset Advisor, Digital Asset Fund Manager, and Custodial Wallet Provider. In this regard, it is important to ensure that licensing process effectively screen the readiness and qualifications of the
upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
, conditions and procedures as specified in the notification of the SEC upon the recommendation of the Bank of Thailand.