Mr. Thawatchai Pittayasophon, Deputy Secretary-General, acting Secretary-General of the Securities and Exchange Commission (SEC), received the Royal Commemorative Pin of the Friends in Need (of “PA
benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor
; - a compensation of the benefit received from committing the offense in an amount of 796,360.00 Baht - a civil monetary penalty of 915,814.00 Baht SEC Act
compensation of the benefit received from committing the offense in an amount of 1,279,375.00 Baht - a civil monetary penalty of 1,112,500.00 Baht
the amount of USD 600,000 or THB 21,234,000 approximately which this amount, the shareholders of NPSI have forwarded to their (Escrow Agent). The Company received the deposit for the sale shares in the
from NPSI board members in the amount of USD 600,000 or THB 21,234,000 approximately which this amount, the shareholders of NPSI have forwarded to their (Escrow Agent). The Company received the deposit
Company received the deposit for the sale shares in the amount of THB 21.23 million from the escrow agent on November 28, 2017. For the two investment items in the total amount of approximately THB
from the date of receiving notification from the company. It appears that Mrs. Phanna Chumbuathong received a notice from the company on June 27, 2019, but did not respond to the company within the
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, received an award plaque on behalf of the SEC, in recognition of the organization’s contribution to the network of support for children under