regarding investments in securities or other assets or to acquire, by other means, returns that will become assets of the mutual fund; “Mutual fund” means any mutual fund which accepts or does not accept

management company who is authorized by the management company to make decisions regarding investments in securities or other assets or to acquire, by other means, returns that will become assets of the mutual

draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients

-11 June 2018 before the inside information was publicly disclosed on 12 June 2018. As a result, Kongpat benefited from the NOBLE share purchase at the amount of 7,043,960 baht. Kitti’s disclosure of

purchase AH shares with (3) Mr. Koh Lian King, using such inside information, through Mr. Koh Lian King's securities trading account. The allocation of AH shares in this trading account could be clearly

Bangkok, 30 March 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Pinit Vongmasa and Mr. Chatchala Vongmasa, for using inside information to purchase shares of Padaeng Industry

the change of {X1} share prices.   {A}' s action was deemed as using inside information in such a way as to take advantage of other persons in violation of Section 241 of the Securities and Exchange Act

during 1 April 2016 - 4 May 2016. In so doing, (6) Mrs. Supritha Pai Kasturi, Senior Manager of PTL Finance and Accounting Department, helped to execute the PTL purchase orders before the inside

with factory building and the Machinery purchase agreement (Additional) Attention President of the Stock Exchange of Thailand According to the Board of Directors Meeting No.10/2020 of UBIS (Asia) Public

securities trading accounts of Usuma and Thitirat to buy the UOB8TF units during 19 February 2016 – 4 March 2016 at 8.84 - 8.94 baht per unit. Usuma and Thitirat rendered assistance to his commission of the