The cooperation between SEC and the Faculty of Law, Chulalongkorn University under these 2 MoUs is the beginning of a concrete cooperation on the following matters:              (1) Cooperation in developing business and human rights training courses for business sector in the Thai capital market is an assigned mission under the National Action Plan on Business and Human Rights Phase 1 (2019 – 2022) or NAP Plan, following the United Nations Guiding Principles on Business and Human Rights...

With the opening keynote speech given by Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, the seminar is aimed to provide the public and private sectors, state

encourages the issuer to appoint an external review provider to provide opinions on each step of the offering and issuance process of Green Bond, Social Bond and Sustainability Bond, starting from the project

and internationally-recognized standards. The proposed regulations would include additional disclosure requirements as well as issuers’ obligation to appoint an external review provider to provide

act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the

Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar

are traded in the aforementioned stock exchange? Yes No If yes, Please specify the years of experience Please provide the name and details of the listed entities that you have been an auditor in the

difference representing the deficiency, as the case may be, to provide a price compensation to the open-end fund, except where the incorrect unit price is caused by external factors which are uncontrollable

external factors which are uncontrollable, e.g., the price of securities based on the last market price thereof by the Stock Exchange of Thailand or the over-the-counter center is incorrect. If the cause of