?Bangkok, December 11, 2012 ? The SEC is seeking public comment on draft regulations? governing advertisements and marketing campaigns for selling all financial products, particularly mutual funds of securities and derivatives companies. The regulations would contribute to improved standards and appropriate practices, allowing access to important information for investment decision making. Comments and suggestions on the matter are welcome until December 20, 2012Advertisement content and format...
with the capital market. Aiming to enhance supervision of property valuation profession to be in line with international standards and more suitable for current market environments, the proposed
priority rule ? extend the subscription limit for organizations managing investment for individuals. The proposed revision would apply to the Government Pension Fund, the Social Security Fund, provident
ปฏิบัติงานรับคำสั่งซื้อขายผลิตภัณฑ์ในตลาดทุนนอกสถานที่ทำการซึ่งรวมถึงการปฏิบัติงานจากที่บ้านได้ เพื่อรองรับความปกติใหม่ (New Normal) ก.ล.ต. จึงดำเนินการเปิดรับฟังความคิดเห็นหลักการและร่างประกาศ และได้นำความ
enable LiVEx-listed companies to conduct business with more flexibility, while continually maintaining appropriate levels of investor protection. Another proposed amendment is a revision to the mai/SET
cautious risk management of securities companies. The key points of the proposed amendments are as follows: (1) To revise the initial margin (“IM”) rate for initial public offering (IPO) stocks to reduce
approved the proposed revision with the key points as follows: (1) To separate the criteria for IA approval renewal from those for IC and IP to allow for the specific determination of knowledge
Sustainable development in the environmental area has become an important goal both nationally and internationally. The public sector implements policies that support continuing environmental conservation. The SEC, as a capital market regulator, encourages the use of capital market products to support investments in projects that conserve or protect the environment, including the development of areas designated for reforestation or afforestation to promote environmental development in Thailand....