SEC is in the process of preparing to open up a booth at the National Children’s Day 2020 event at the Rajvithi Home for Girls on Saturday, 11 January 2020, facilitated by Ministry of Social Development and Human Security (MSDHS). The theme of the event is “Super Thai Kids Care About Saving”, under which the SEC is one of the attendants to open booths therein, where over 1,000 kids between 6-12 years are expected to attend the event. SEC Secretary-General Ruenvadee Suwanmongkol said “One...
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
and digital asset business operators, to implement the aforementioned laws to enhance the efficiency in preventing the use of digital assets as a means for money laundering, and to reduce public damage
exempting fees for application and filing submitted during February 1, 2021 and December 31, 2023. We hope this exemption will further reduce a burden to private sector in this difficult time.”
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to operate such businesses with reasonable costs because the current licensing regime under the Ministerial Regulation is securities license which includes various groups of securities business and all securities which come with high application fees and do not answer the need of business operators who...
SEC considers revising the regulations on the offering for sale of investment in shares held by listed companies or their subsidiaries in order that the shareholding can be conveniently restructured before any merger and acquisition. In the case of investments in shares of public limited companies, the filing of the registration statement and draft prospectus will be exempted. In the case of investment in shares of limited companies, these can be offered for sale to more than 50 investors...
On 22 September 2022, the Capital Market Supervisory Board Meeting No. 10/2565 passed a resolution approving the proposed amendments to the regulations related to establishment and relocation of offices or branches of business operators in accordance with the Regulatory Guillotine to increase flexibility and streamline processes and operating burdens on the business sector. Essentially, the proposed amendments would: (1) apply the same auto approval principles for the establishment of...
เลขาธิการ สายธุรกิจตัวกลางและตลาด ให้เกียรติเป็นวิทยากร บรรยายในหัวข้อ “Short Selling - Program Trading - Margin Loan ในตลาดหุ้นไทย” เพื่อให้ความรู้ความเข้าใจเกี่ยวกับแนวทางการกำกับดูแลในเรื่องดังกล่าวแก่
Program: “Regulation and Supervision of Crypto and Digital Asset Markets” ซึ่งจัดขึ้นโดย International Organization of Securities Commissions (IOSCO) เพื่อสนับสนุนด้านนโยบายที่สำคัญในการกำกับดูแลตลาดทุนและ