practical challenges, providing valuable insights for auditors to apply in their financial audits of IPO and listed companies. The event was held at the TFAC Building on 12 January 2024.
initiatives, and practical collaboration with international regulatory bodies. The award ceremony took place on 21 May 2025, in Jakarta, Indonesia.Image credit: TAB Global Content and Community
Practical Guide to Issuing Green Bonds” เพื่อส่งเสริมการระดมทุนผ่านการออกตราสารหนี้เพื่ออนุรักษ์สิ่งแวดล้อม (Green Bond) และการมีส่วนร่วมของตลาดทุนไทยในการสร้างความสมดุลทางเศรษฐกิจ แก้ไขปัญหาสิ่งแวดล้อม และ
equity analysis and preparation of analyst reports. Executives and experts share their views and practical experience on the matters with participants from securities industry including executives
in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well
e-service Online Submission Derivatives Fund Manager Business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 35
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 35/2548 13/09/2005
e-service Online Submission Derivatives Dealer >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 35/2548 13/09
Practice Guidelines No. NorPor. 4/2559 Re: Practical Guidelines for Business Continuity Management _______________________________ Reference is made to the notification of the Capital Market Supervisory
Guidelines No. NorPor. 4/2559 Re: Practical Guidelines for Business Continuity Management _______________________________ Reference is made to the notification of the Capital Market Supervisory Board No