________________________________________________________________________ 8) Is the ARFP Passport Fund offered to the general public in the Home Economy? Yes No If “Yes”, please provide the following details: a) AUM as at the latest practicable date
a given credit rating action. The records should be retained for as long as necessary to promote the nternal audit, compliance, and quality control functions to review past credit rating actions in
general public in the Home Economy? Yes No If “Yes”, please provide the following details: a) AUM as at the latest practicable date: ______________________________________ b) The investment objective/policy
“Yes”, please state the AUM as at the latest practicable date ________________________________________________________________________ 8) Please provide the investment objective/policy of the NRI CIS
securities. If the rights of the debt security holders will be subordinated to other security holders or creditors, identify, as of the most recent practicable date, the aggregate amount of outstanding
contribute to the segment earnings. However, contribution from this business will be adversely impacted in 2Q19 due to an unplanned shutdown lasting for around 45 days. 2020 will be the year that IVL realize
HVA continues to contribute to the segment earnings. However, contribution from this business will be adversely impacted in 2Q19 due to an unplanned shutdown lasting for around 45 days. 2020 will be the
practicable date, the aggregate amount of outstanding indebtedness that is senior to the subordinated debt securities. Also, disclose whether there is any limitation on the creation of additional senior
practicable to employees of the securities company, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing
within a financial conglomerate as accepted by the Office. The procedures mentioned in the first paragraph should contain all necessary details to be practicable to employees of the securities company