No. KorNor. 2/2550 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch Offices _____________ By virtue of Section 14

of the Securities and Exchange Commission No. KorNor. 2/2550 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch

., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and

to order or act duty resulting in Beyond’s engagement in any other business which is not a licensed securities business without permission from the Capital Market Supervisory Boards approval which

but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

=20&rows=10 21 - 28 of 28 results Sort by: Relevance Date (Newest) Date (Oldest) sec-budgetVSactual-strategy-2565-q1.pdf cyber resilience ภาคตลาดทุน 1,500,000 - รายจ่ายท่ีใช้งบประมาณปกติ 37,131,000 - 4

=key_sitemap%3Abudget&start=20&rows=10 21 - 28 of 28 results Sort by: Relevance Date (Newest) Date (Oldest) sec-budgetVSactual-strategy-2565-q1.pdf cyber resilience ภาคตลาดทุน 1,500,000 - รายจ่ายท่ีใช้งบประมาณ

-budgetVSactual-strategy-2563-q1.pdf resilience ของตวักลางในตลาดทุน 3,500,000 49,374 - - - 34 พฒันาโครงสร้างพ้ืนฐานส าหรับขอ้มูลธุรกิจสินทรัพยดิ์จิทลั (Digital Asset Data Center) 2,079,500 - - - - 35 การยกระดบัมาตร

/Documents/Seminars/seminar-240667-01-en.pdf sec-budgetVSactual-strategy-2564-q1.pdf Cyber Resilience ของตวักลางในตลาดทุน 1,500,000 - - - - 40 การพฒันากฎเกณฑใ์นการก ากบัดูแล Digital Asset Custodian 30,000