Criminal Code, as the case may be. Furthermore, the submission of false documents and information to the competent official of the SEC and the deceit to the auditor is liable to be in violation of Section
The allegation is a consequence of various complaints lodged in relation to the increased debt of THB 26,000 million following EARTH’s submission of the financial statement for the first quarter of 2017. The increased debt resulted in a decrease of shareholders’ equity of THB 10,349 million, to become minus THB 15,651 million. In addition, in July 2017 the Board of Directors had resolved to approve that EARTH underwent a business rehabilitation process. The SEC, then, had a question r...
Printable Format - Laws and Regulations TSFC/IDB |- Securities Financing (section 4)
Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism
Bangkok, April 24, 2015 ? The SEC presented research papers of Kasetsart University at the 3rd SEC Working Papers Forum, 2015 on ?Behaviors of noise trader in the Stock Exchange of Thailand?Chalee
Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The
1.Thai Juristic Persons Thai Juristic Persons 543,892.49 Commercial Papers 189,108.67 Short-term Bonds 22,590.00 Long-term Bonds 195,319.75 Convertible Bonds 3,328.88 Securitized Bonds Structured
ก.ล.ต. ร่วมกับสถาบันการศึกษาและองค์กรชั้นนำ เชิญชวนนักวิชาการ นักศึกษา และผู้สนใจทั่วไป ร่วมส่งผลงานวิจัยทางด้านตลาดทุนเข้าร่วมประกวดในโครงการ ?SEC Working Papers Forum 2017? ชิงรางวัลกว่า 100,000
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research