List of Approved persons / Licensees Please wait... ​ List of Approved persons / Licensees Name - Surname Mr. CHANAKUNT CHAIWATTANAWASU Approval Type of approval Effective date Expiry date No records

List of Approved persons / Licensees Please wait... ​ List of Approved persons / Licensees Name - Surname Miss ATIKAN NIMMANTERDWONG Approval Type of approval Effective date Expiry date No records to

No records to display. Related News SEC News No records to display. Last Updated 30 December 2022 Last Reviewed 30 December 2022

List of Approved persons / Licensees Please wait... ​ List of Approved persons / Licensees Name - Surname Mr. SEAN GORDON COMEAU Approval Type of approval Effective date Expiry date No records to

List of Approved persons / Licensees Please wait... ​ List of Approved persons / Licensees Name - Surname Mr. YASUAKI TANAKA Approval Type of approval Effective date Expiry date No records to display

| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of

& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities

outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section 106) |- Accounting and Financial Statements (Section 105

สำนักงานสั่งพักการดำเนินธุรกิจ   No records to display. Last Updated 30 April 2023 Last Reviewed 30 April 2023

สำนักงานสั่งพักการดำเนินธุรกิจ   No records to display. Last Updated 8 August 2024 Last Reviewed 8 August 2024