” means: (1) Ordinary partnership of which the fund supervisor or its directors, managers or persons with power of management who are responsible for the line of work relating to being fund supervisor are
the risk of insufficient collateral to cover the debt; (2) To revise the lending criteria to align with the financial position of securities companies, regarding the total outstanding debts from all
Rules for Being Settlor and Trustee of Real Estate Investment Trust
Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)
Office: (1) Being held by a commercial bank, securities business operator or derivatives business operator not less than 75 percent of its total number of outstanding shares; (2) Being held by a holding
Office: (1) Being held by a commercial bank, securities business operator or derivatives business operator not less than 75 percent of its total number of outstanding shares; (2) Being held by a holding
outstanding shares; (2) Being held by a holding company not less than 75 percent of its total number of outstanding shares, provided that such holding company also holds shares of a commercial bank, securities