เรื่อง ซักซ้อมความเข้าใจเพิ่มเติมเกี่ยวกับการแบ่งแยกหน่วยงานและบุคลากรที่ให้บริการด้านหลักทรัพย์ (front office) และด้านปฏิบัติการหลักทรัพย์ (back office) ออกจากกัน
service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the process of inquiry by the
as offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the
offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the process of
) issuers, (2) investors, (3) taxonomy and external reviewers, (4) information platform, (5) cooperation, and (6) sustainability-themed products. The SEC has continuously promoted sustainability-themed
brokerage outside the Securities Exchange for any securities, a securities company shall operate and collect fees or service charges in accordance with the procedures as specified in the notification of the
channel, and presented themselves as offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a
USD 20 million or equivalent to THB 623.12 million for a period of not more than 3 months with front-end fee at 2% and interest rate at 12% per annum depending on the loans outstanding in each period of