investors to carefully and prudently study the information from the complete version of summarized significant features of securities (Fact Sheet) to clearly understand the product and appraise own risk
reports to give analysts and investors enough information to analyze the funds. They are also required to improve information provided in the factsheet to make it concise and easy to understand so that
key sections : (1) Investment planning: Proving information on tools to assist investors to understand themselves better and plan their investments more effectively, such as tools for
) derivatives trading by the client has or may have an impact on the orderly trading of the derivatives exchange, or has caused or may cause the trading price to deviate from normal market conditions; (b) the
(granular data) เพื่อประโยชน์ในการติดตามกำกับดูแลความเสี่ยงของผู้ประกอบธุรกิจ รวมทั้งความเสี่ยงเชิงระบบ (systemic risk) และความเป็นระเบียบเรียบร้อยในตลาดทุน (fair and orderly market) เพื่อคุ้มครองผู้ลงทุน
investors before launching them to the public and to monitor their effectiveness in the next six months after their implementation. This is to ensure that the measures are suitable and conducive to orderly
plan for recovery or an orderly wind-down, with approval of its board of directors, which contains details at least in the following matters: (1) events and circumstances in which a securities clearing
excellent period to understand that saving is a basic skill in life.” SEC booth will consist of a variety of activities that would teach kids how to spend and save their money, via the game “A Need or A
give advice for those who are interested to operate business from now in order to make them understand standards in each aspect. This will be preparation for submitting applications for licenses once