outsourcing policy or contract fails to comply with the regulations under this Notification, 10 the intermediary shall amend such policy or contract in order to be in accordance with this Notification at the
case the outsourcing policy or contract fails to be conforming to the regulations under this Notification, the intermediary shall amend such policy or contract in order to be in accordance with this
Notification, the intermediary shall amend such policy or contract in order to be in accordance with this Notification at the first opportunity but not later than 2 years as from the effective date of this
into a transaction for its own benefit or for other person’s benefit before the benefit of its client by using information concerning [i] client ’s [pending] order for trading or engaging in a contract
Businesses . In order to adhere to the principles, the intermediary shall comply with this Notification. In this regard, where the rules, under this Notification or under other Notifications of Capital Market
intermediary is obligated to the principles as prescribed in the Notification of the Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives Businesses. In order
. (now Capital Engineering Network Plc. (CEN)), conspired with Mr. Suriya Lapvisuthisin to misappropriate Baht 80.1 million from Rayong Wire Industries, an Eastern Wire subsidiary, through a contract for