derivatives broker to ensure that policy, operational procedures, and personnel of those business operators related to money-laundering and terrorist financing are put in place. In 2010, the SEC and the Anti
Outsourcing Operational Function relating to Business Operation to Third Party (Synopsis) 17/05/2013 16/06/2013 2. Notification of the Office of the Securities and Exchange Commission 7/2546 23/07/2003
otherwise entitled. Clause 3 Intermediaries shall identify its critical functions, assess their risks of major operational disruptions, conduct business impact analysis and assess potential damages arising
Function relating to Business Operation to Third Party dated 17 May 2013; (2) Notification of the Capital Market Supervisory Board No. Tor Thor. 41/2556 Re: Outsourcing Operational Function relating to