members and ASCO members, comprising executives and representatives from 40 securities and derivatives companies. At the meeting, both parties exchanged views on the securities business
company will continue to open the BX.in.th website only as a method for customers to contact the company about outstanding issues…” More details are available at https://bx.in.th/. With concerns of
office at contact number 0-2033-9598 email siriyod@sec.or.th or visit www.sec.or.th where the application form is also available to download (available in Thai only).
be revised to better reflect risks associated with both direct and indirect investment. The consultation paper is available until January 31, 2014. The consultation paper is available on the SEC
the business?s revenue or expenses to reflect the operational risk better that flat rate requirements. The consultation paper is available until January 27, 2014. The consultation paper is available on
channels, and service of high risk or complexed products. The consultation paper is available until January 31, 2014.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and
02-263-6003 or visit SEC?s website at www.sec.or.th where the application form is also available for download (available in Thai only).
Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses