Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market
Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are
. Accordingly, the SEC has drafted the relevant notification, with the key details as follows: (1) To stipulate that the definition of major shareholder shall include any person who has the power, whether
companies directors and executives under the relevant notification, this person, therefore, cannot perform duties as a director or an executive of the company and cannot act as personnel in the capital
or any equivalent position called otherwise shall not be held by the same person.” Clause 2 This Notification shall come into force from 1 January 2021. Notified this 28th day of February 2020
this Notification shall be as follows: (1) an application fee shall be Bath 30,000; (2) a licensing fee shall be Bath 500,000; A licensed person shall pay the licensing fee on the date obtaining a
license to undertake derivatives business under this Notification shall be as follows: (1) an application fee shall be Bath 30,000; (2) a licensing fee shall be Bath 500,000; A licensed person shall pay the
Notification of the Securities and Exchange Commission which is repealed by this Notification is a person who obtained precious metal derivatives brokerage license according to this Notification. A person who
undertaking business under the Notification of the Securities and Exchange Commission which is repealed by this Notification is a person who obtained precious metal derivatives brokerage license according to