Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are
is intended to propose the draft notification that will cover the clear segregation of work for the delegation of other persons to operate. The draft notification also allows business operators to
the approved applicant for a public offering of debt securities in a medium term note program (MTN) under the Notification of the Capital Market Supervisory Board Re: Application and Approval for Public
). Clause 2. The auditor who is approved by the Office of the Securities and Exchange Commission under the Notification governing approval for auditor , and is eligible to do auditing and put his or her
rules as specified in the notification of the association approved by the Office. In case any derivatives contract of which the calculation on method has not been determined by the association, the
in accordance with the rules as specified in the notification of the association approved by the Office. In case any derivatives contract of which the calculation on method has not been determined by
The SEC issued the notification in accordance with the principles approved by the Capital Market Supervisory Board at the meeting in December 2025, under which shares of listed companies
trust manager under Paragraph 1 shall be those approved by the Office, including those undergoing the process. 3 Amended by the Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2558 Re
unless the applicant itself is being the financial advisor, whose name appears in the SEC Office’s approved list. Clause 5 An applicant shall pay the application fee as specified by the Notification of the