Certification of audit firm's leader
SEC’s website. Signature of the applicant is required. (4) Certification of audit firm’s leader. Signature of audit firm’s leader is required. (5) Form 61-2F Certification and consensus of audit firm in
) Engagement Performance; (b) Monitoring; and (c) Total scores (Unofficial Translation) 2 Service Channel Location: The Securities and Exchange Commission 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak
Certification of audit firm leader Date……..Month………….Year………… Dear Secretary – General of the Securities and Exchange Commission I, Mr./Mrs./Miss………………………………………………….… (leader’s name), the leader of
Business Leader and Asia’s Financial Institutions Segment Leader, Mercer (Thailand) Limited5. Ms. Nataya Niyamanusorn, SEC Assistant Secretary-General
. (Acceptance and Continuance of Client Relationships and Specific Engagements) 5. (Resources) 6. (Engagement Performance) 7. (Information and Communication) 8. (Monitoring and Remediation Process)
UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system for analyzing, reviewing and monitoring the quality of securities. SEC Act S.117
of Thailand (SEC). I, the leader and authorized director of ……………………………………….……... (name of the audit firm), hereby certify and consent as follows; 1. I certify that the audit firm has audit quality
Business Leader and Asia’s Financial Institutions Segment Leader, Mercer (Thailand) Limited5. นางณัฐญา นิยมานุสร ผู้ช่วยเลขาธิการ ก.ล.ต.นางวรัชญา ศรีมาจันทร์ รองเลขาธิการ ก.ล.ต. ร่วมบรรยายในช่วงประชุมเชิง