Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order to evaluate their portfolio investments and transactions. The proposed revision will also resu...
Facebook page "CP Mutual Fund Manager." impersonates "CPALL Plc." : Unlicensed securities and derivatives business (Disclosure Date : 29/05/2025)
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund | Offering Date : 27/04/2018 - 11/05/2018
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an
Reporting Person : - | Type of securities : - | Date of reporting obligation : 29/12/2010
Reporting Person : - | Type of securities : - | Date of reporting obligation : 06/01/2005
Reporting Person : - | Type of securities : - | Date of reporting obligation : 31/03/2005