objectives of securities regulation in compliance with international standards. In addition, the SEC may disclose confidential information acquired by powers and duties performed under the Securities and

disclosure CRAs should make disclosure and transparency an objective of their ratings activities; and Confidential information CRAs should maintain in confidence all non-public information communicated to them

business merging date.  SSK Inter Logistics Company Limited (“SSK”) has transferred assets, trailer trucks that SSK has not used effectively, to reduce capital of a group of shareholders, which book value

& DeLuca business by the end of 2019 as it is undergoing a “rightsize” strategy through cost control and merging of chain operations to minimise losses from unprofitable branches Selling and administrative

the consolidated financial statements of 3.50 million baht, due to such trucks show fair value higher than book value on business merging date. •SSK Inter Logistics Company Limited (“SSK”) has

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

client’s assets; □ (3.6) System to prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a

prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a system ready for keeping assets into

in the category of derivatives brokerage under the Agricultural Futures Trading Act, B.E. 2542 (1999) on the date when the cabinet passed the resolution on guidelines for merging the Agricultural

Agricultural Futures Trading Act, B.E. 2542 (1999) on the date when the cabinet passed the resolution on guidelines for merging the Agricultural Futures Exchange of Thailand on 30 December 2014, and had filed an