provider, the intermediary shall specify a measure for preventing conflicts of interest in accordance with Clause 7(3) which shall cover the segregation of operation and management arrangement, including

Clause 15 or obtain an approval from mutual fund supervisor, or consent from clients or provident fund committee, as the case may be, in the case of as specified in Clause 16 or Clause 17. In this regard

resolution from unitholders in case of Clause 15 or obtain an approval from mutual fund supervisor, or consent from clients or provident fund committee, as the case may be, in the case of as specified in

scheme and prospectus or approved by the resolution from unitholders in case of Clause 15 or obtain an approval from mutual fund supervisor, or consent from clients or provident fund committee, as the case

SEC Secretary-General Ruenvadee Suwanmongkol said: “Due to the current situation of the COVID-19 outbreak, SEC has issued this support measure to help personnel in the capital market business to

SEC Secretary-General Ruenvadee Suwanmongkol said that the relief measure for issuers of all types of securities applies to the annual registration statement fee (annual fee) that is due in 2020

borrowing of securities for making a short sale. Such agreement shall include a statement that the client gives consent to the securities company to retain securities purchased in a margin account or cash

. Clause 8 An intermediary shall supervise its directors, executives and other personnel to perform in accordance with the rules under this Notification, and shall have a proper measure to obligate them to

determination of offering price, providing that intention to subscribe the underwritten securities must be clearly disclosed in prospectus and preventive measure for conflict of interest between financial advisor

enhance the understanding of financial planning and goal setting, as well as to raise awareness of investment scams. The lectures focused on deposit protection, debt relief measure, SMART principles