for other matter, while having an obligation to resale such financial asset in the future in an amount equivalent to the cash or such other matter given plus interest or other similar matter in return
custodians for private funds and provident funds, and (2) criteria for transferring private and/or provident funds to mutual funds under management of the same asset management company.The consultation paper
for the clients trading securities under cash balance rule or those transferring high volume of securities into their accounts to increase their credit limit and later transferring such securities out
activities of funds; (4) the administration and management of funds in any matter other than (3). Clause 3 In addition to this Notification, a management company shall comply with other notifications which
of funds ; (3) the investment and income generating activities of funds ; (4) the administration and management of funds in any matter other than (3). Clause 3 In addition to this Notification, a
securities borrowing and lending agreement having characteristic and substantial matter as notified by the Office; (3) in the case where there is a transfer of securities between accounts of different
having characteristic and substantial matter as notified by the Office; (3) in the case where there is a transfer of securities between accounts of different depositors, or between a depositor’s house
have in place a securities borrowing and lending agreement having characteristic and substantial matter as notified by the Office; (3) in the case where there is a transfer of securities between accounts
for the custody of client’s assets. In this matter, the securities company must strictly supervise the implementation of such guidelines. The rules or guidelines under the first paragraph must include