business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the
” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and Exchange Commission as
. (2) “Fund Manager” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and
decreased by amount of Baht 5 million, comparing to the previous year. 4. Loss on investments in marketable securities, representing a total loss decreased amount of Baht 28 million, comparing to the same
ended June 30, 2019 was at 10.32% lower than 11.71% in 2018. 2. Gain on investments in marketable securities for the second quarter ended June 30, 2019 had a profit of 6.52 million baht, compared to the
. 4. Loss on investments in marketable securities, representing a total loss increased amount of Baht 14.36 million, comparing to same period of last year. It is the transaction of unrealized loss on
in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities
matters: (1) Granting a waiver from an event of default in the case where the company is unable to carry out the following actions: - Closing the bondholders' register at least 14 days before the
summarized below: (1) Allowing funding portals to register as a bondholders’ representative, limited to the bonds issued through their platform, to support the issuance of secured bonds via