business and market environment; multidimensional development of ecosystem by taking into account views and opinions from all stakeholders; and focusing on root cause or target group in order to provide
subsquently strengthen market credibility, balanced market ecosystem, efficiency and competitiveness. Well-rounded perspectives and practicality are taken into account in response to increasing varieties of
Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved capital market investment consultant for six months. Taking into account that he had
SEC has taken into account those strategic directions in the organization’s current Strategic Plan (2023-2025), endeavoring to enhance capital market opportunities and resiliency in response to the
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
underscore the critical importance of robust screening of the qualifications and suitability of major shareholders.In April 2026, the SEC Board and the Capital Market Supervisory Board approved, in principle
sustainable finance whereby the capital market facilitates capital allocation to support economic activities that take into account environmental, social and governance (ESG) issues, and (5) To use technology
theme ?New perspectives for financial market development and sustainability of the Thai economy.? Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the 4th SEC Working Papers Forum, under the
investment account. In this regard, investors are usually requested to give the same information repeatedly when open a new account with different intermediaries. Such redundancy causes inconvenience and a
financial instruments and put in place effective regulations to ensure compliance, fairness, and prevent exploitation of stakeholders. As the market became more developed, new products were introduced and