; (2) a person identified by a management company as a connected person in accordance with the nature of conflicts of interest which the management company is required to specify under Clause 18 (1) of
the appendix attached herein; (2) a person identified by a management company as a connected person in accordance with the nature of conflicts of interest which the management company is required to
of juristic person of PCL, Mr. Manish Gupta, Chief Financial Officer of PCL and PAPL and Mr. Amit Prakash, Managing Director of PTL, and director and representative of juristic person of PAPL in
detail. Clause 7 In segregating and managing the client’s assets in accordance with this Notification, the person with the proceeding power may authorize any person to take such actions as deemed
Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide a structure for managing, the work system including
statements of Q4/2016 through monthly financial statement of January and February 2016 through Mr. Amit Prakash, Managing Director of PTL and director and representative of juristic person of PAPL. The
be, as prescribed in this Notification: (1) managing, determining, controlling and supervising business policy of an intermediary ; (2) controlling, supervising and managing business units relating to
fund management, or derivatives investment management company; “fund” means mutual fund and private fund; “investor” means any person interested in investing in capital market products including