practicality and fairness.The proposed revision would allow asset management companies a grace period for increasing the number of the unitholders of listed funds, including exchange traded funds and index funds

Bangkok, April 25, 2012 ? The SEC is seeking public comment on proposed revision concerning proportion of investment unit holding in mutual fund for general investors (retail fund). The revision is

Bangkok, May 8, 2015 ?The SEC is seeking public comment on proposed rule revisions concerning registrar of provident fund (PVD), establishment and management of PVD in order to facilitate the

Bangkok, February 23, 2015 ? The SEC is seeking public comment on proposed revision of rules governing operational control and information technology (IT) security of the securities companies and

Previously, during November–December 2025, the SEC conducted a public hearing on the principles underlying the proposed amendments. Most respondents agreed with the proposed approach. The key

cautious risk management of securities companies. The key points of the proposed amendments are as follows:  (1) To revise the initial margin (“IM”) rate for initial public offering (IPO) stocks to reduce

lands onshore that have already been used for the purpose of afforestation or reforestation and registered with Thailand Greenhouse Gas Management Organization (TGO) on Thailand Voluntary Emission

benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the

Directors in five key areas, namely (a) business or marketing strategies, (b) risk management, (c) information technology, (d) business law, financial law and capital market law, and (e) international

Following an assessment of the effectiveness of the current PVD Act and a previous public hearing on a proposed amendment to the PVD Act to support the transition to the mandatory pension scheme