Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
According to the SEC inspection findings, Asia Wealth Securities Company Limited had failed to maintain the minimum net capital (NC) as required by the SEC regulations since 14 November 2022 and
GMO-Z com Securities (Thailand) Public Company Limited GMO-Z com Securities (Thailand) Public Company Limited (“Z com Securities”) failed to maintain its net capital ratio (NCR) in accordance with
Coindee Company Limited During February 21, 2025 to October 26, 2025, Coindee Company Limited, a digital asset advisory at the time of the incident, failed to maintain the net capital in accordance
disruption, capital market regulators in ASEAN including the SEC further emphasize the need to promote and support ASEAN listed companies to enhance and maintain the quality of their corporate governance
50th Anniversary. On this special occasion, the SEC also made a donation to Siriraj Foundation for helping poor patients at Siriraj Hospital. Mr. Seaksan Sooksang, LED Director-General, gave a warm
the Industrial Estate Authority of Thailand (IEAT) on its 52nd anniversary. On this occasion, the SEC also donated to the Ramathibodi Foundation to support patients in need. The donation was received by
event, the SEC made a charitable donation to the "Pranangklao Hospital Foundation" to help underprivileged patients and promote medical research, at the NACC Office on 17 November 2023.