P.K.CURRENCY MONEY CO., LTD. : Unlicensed digital asset business (Disclosure Date : 31/07/2025)

KRUNGTHON THAVEESAP CO.,LTD. : Unlicensed securities and derivatives business (Disclosure Date : 22/10/2018)

Portsmouth Mann International Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 14/07/2015)

T.R.V.(Thailand) Co.,Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 23/09/2014)

N.A.T.(Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 09/05/2013)

Formax Thailand (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 06/03/2015)

Saxo Capital Markets Pte Ltd : Unlicensed securities and derivatives business (Disclosure Date : 02/07/2018)

CNAT CAPITAL THAILAND CO.,LTD : Unapproved public offering of newly issued shares (Disclosure Date : 27/02/2020)

Siam Grandeur Management Co.,Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2012)

MMS Soil Minerals Co., Ltd. : Unlicensed digital asset business (Disclosure Date : 23/04/2024)